Search for: "GVC Capital LLC"
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27 Apr 2022, 12:56 pm
According to FINRA Disciplinary actions for March 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Joseph Likens LPL Financial LLC Cornerstone Wealth Management, LLC Guy Newman GVC Capital LLC Bathgate Capital Partners LLC John Santariello Arive… [read post]
19 May 2015, 7:31 am
Specifically, on November 21, 2011, FINRA found that Parthemer used AMI to make a $50,000 capital contribution to AH, LLC, a promotional company that, among other things, operated a website that promoted various nightclubs. [read post]
